compliance (174)

In 2023, compliance management software emerged as a game changer for financial businesses. With constantly changing rules and more scrutiny, being compliant has become a difficult and time-consuming endeavor. However, due to modern digital solutions, financial institutions may expedite their compliance operations, eliminate risks, and assure conformity to regulatory requirements.

Compliance management software is changing how financial companies operate, allowing them to handle compliance obliga

Read more…
 
Society of Corporate Compliance and Ethics
Creating Effective Compliance Training • June 21–22, 2023 • Virtual

The latest DOJ guidance includes a call to action for compliance training that works:

“Prosecutors, in short, should examine whether the compliance program is being disseminated to, and understood by, employees in practice in order to decide whether the compliance program is ‘truly effective.’”

The Creating Effective Compliance Training workshop from Society of Corporate Compliance® (SCCE®) is designed to help answer the DOJ’s call with a comprehensive look at the core principl

Read more…
 
Society of Corporate Compliance and Ethics
São Paulo Compliance & Ethics Conferences | 28-31 August 2023, Basic Compliance & Ethics Academy | 1 September 2023, Regional Compliance & Ethics Conference
Basic Compliance & Ethics Academy  |  Regional Compliance & Ethics Conference
 

Compliance Training and Networking in São Paulo

Society of Corporate Compliance and Ethics® (SCCE®) is proud to bring compliance professionals together across the world for continuing education and network-expanding opportunities. As part of the global compliance community, we hope you’ll join us in São Paulo, Brazil, August 28 – September 1 for two of our most popular events. No matter wha

Read more…
 
Society of Corporate Compliance and Ethics
Singapore Compliance & Ethics Conferences | 1–2 June, Fundamentals of Compliance Investigations | 10–13 July, Basic Compliance & Ethics Academy | 14 July, Regional Compliance & Ethics Conference
Fundamentals of Compliance Investigations  |  Basic Compliance & Ethics Academy
Regional Compliance & Ethics Conference

Enjoy in-person and virtual compliance training and networking!

Society of Corporate Compliance and Ethics® (SCCE®) is proud to offer a variety of compliance and ethics conferences in Singapore to help you learn about current hot topics, network with colleagues, earn live Compliance Certification Board (CCB)® continuing education units (CEUs), and get i

Read more…
WEBINAR

UPCOMING WEBINAR

Human Rights Impact Assessments: A How-To Guide

Tuesday, April 18 | 60 Minutes
Begins at 8:30 AM PT, 11:30 AM ET, 4:30 PM BST 

The importance of a human rights impact assessment cannot be understated. This webinar is designed to equip practitioners with tools and knowledge to prevent both large and small ethics failures

Read more…

Compliance management is an integral component of the operations of every financial organization. Compliance is ensuring that a company follows all applicable laws, rules, and industry regulations that apply to its activities. Compliance management is essential for preserving a company's brand and credibility, avoiding legal and financial risks, and assuring customer satisfaction and confidence.

The complicated and ever-changing regulatory landscape may make monitoring compliance complex. As a re

Read more…
 
Society of Corporate Compliance and Ethics
22–25 May 2023 • Amsterdam, Netherlands

Take your compliance and ethics knowledge to the next level

Join Society of Corporate Compliance and Ethics® (SCCE®) at our upcoming Basic Compliance & Ethics Academy in Amsterdam for interactive learning with skilled compliance and ethics professionals from around the globe. One of our most sought-after educational offerings, Academies provide in-depth, classroom-style training with real-world applications. Class sizes are limited to encourage interaction and discussion with

Read more…

4ad6e64a-c718-6dbb-9e58-152e3a848e5c.png
Hello Global Risk Community member,

Did you know that corporate penalties for US regulatory violations have ballooned to over $60 billion annually? Fines jeopardize your company’s bottom line and reputation. Not only do you need to monitor compliance, you also need to do all you can to mitigate risk and know your compliance risk posture.
In their continuing series on risk management, Protecht’s Chief Research and Content Officer David Tattam and VP of North America Terence Lee are having a con

Read more…
Society of Corporate Compliance and Ethics
Virtual Compliance & Ethics Essentials Workshop | Learn more
Register now spacer See other dates & times

New to compliance or want a refresh?
Get the info you need!

The Compliance & Ethics Essentials Workshop from Society of Corporate Compliance and Ethics® is a four-day virtual event perfect for those who are new to compliance management as well as those looking for a refresher. Sessions are led by experienced instructors and include:

  • Intro and Background to Compliance and Ethics Programs
  • Standards and Procedures
  • Governance, Oversight,
Read more…

Several businesses use regulatory change management technology to enhance their current Regulatory Change Management (RCM) procedures and processes. Regulatory Technology, on the other hand, extends beyond just accelerating a few operations, and it reworks and synchronizes the regulatory change management program with the risk and compliance management systems. This has several advantages that assist banks, and financial organizations in meeting their company's goals.

Benefits of Using Regulator

Read more…

A compliance management system is a comprehensive application that assists administrators and managers in mitigating the risks and planning, monitoring, and supervising that enforce compliance with conditional regulatory requirements and relevant laws concerning health, atmosphere, and safety. It pertains to every functional part of a company and how they treat their customers and staff.

Benefits of Integrating a Compliance Management System into Your Firm

As the world increasingly relies on techn

Read more…

Legal and marketing departments must adopt a flexible approach to marketing compliance to stay on top of quickly changing requirements. Every bank is constantly looking for software that can give a wide range of features and capabilities to enable a simplified user experience. On the other hand, banks seek control over their compliance and the regulatory evaluation of critical papers. Furthermore, financial institutions are looking for cutting-edge solutions to help them evaluate compliance resu

Read more…

Businesses take compliance management seriously because it is required. However, many firms would like to be more satisfied with the results. Despite how often resources they devote to compliance management, the consequences appear to be the same. This is since managing compliance is more than just a process that can be enhanced by expanding the number of staff working on it. There are mitigating factors in adherence to standard personnel. Organizations that truly want to impact must examine the

Read more…

Hi Global Risk Community member,

Access orchestration doesn’t need to be complex.
 
Today’s business leaders have a complicated set of security and compliance challenges and are faced with an unnecessarily complex set of solutions in the marketplace. Fastpath is rebranding!
Fastpath’s new look and solution unifies ideiio, an Identity Governance and Administration (IGA) solution, to expand our offering beyond Access Controls to include full identity, security, and lifecycle management. With Fast

Read more…
 
Society of Corporate Compliance and Ethics
Early bird savings! Register by 24 January 2023 | 11th Annual SCCE ECEI, European Compliance & Ethics Institute, 20–22 March 2023, Amsterdam
Sign up

Strengthen your knowledge of European compliance issues

Society of Corporate Compliance and Ethics® (SCCE®) invites you to Amsterdam 20-22 March 2023 for our 11th Annual European Compliance & Ethics Institute. Learn from compliance and ethics leaders on the challenges and best practices unique to European compliance, while making connections with your colleagues from Europe and around the world.

You’ll also earn the chance to earn live Compliance Certification Bo

Read more…

Compliance management is the procedure of ensuring that workers and activities within the business are following applicable laws, rules, and requirements. Authorities, regulatory and industrial groups, and workers' unions are among the institutions that impose requirements.

Noncompliance frequently results in severe penalties and interruption. Organizations utilize written processes and rules, as well as audits and (in certain situations) penalties, to assure compliance.

Compliance management, on

Read more…

Compliance management is the practice of ensuring that personnel and activities within the business are following applicable laws, rules, and requirements. Governments, regulatory and industrial groups, and workers' unions are among the institutions that impose requirements.

Noncompliance frequently results in severe penalties and interruption. Organizations utilize written processes and rules, as well as audits and (in certain situations) enforcement, to assure compliance.

Compliance management

Read more…
Privacy regulations are constantly changing so how can you manage a privacy program on a global basis? We look at the prime considerations for streamling the process. If you'd like to learn more, why not join me at #RISK 22 where we'll be talking about this issue in more depth on 17 November.
Read more…

Are you prepared for a whistleblower?

 
Society of Corporate Compliance and Ethics
Encouraging, Managing, and Integrating Employee Reporting | November 10, 2022 | Virtual

Learn how to create a “speak up” culture and what to do with what you hear

Columbia University recently took a nosedive in the popular US News and World Report annual college rankings, dropping from #2 to #18 due to questions about their data. The DOJ just announced that Bayer Corporation, a manufacturer of pharmaceutical products, has agreed to pay $40 million to resolve allegations of False Claims Act violations.

What do these two recent incidents have in common? A whistleblo

Read more…
 
Society of Corporate Compliance and Ethics
21st Annual Compliance & Ethics Institute • October 16-19, 2022 // Phoenix, AZ • October 17-19, 2022 // VIRTUAL

We hope you’ll join us!

Society of Corporate Compliance and Ethics® (SCCE®) invites you to our largest educational and networking event for compliance and ethics professionals across the globe, the Compliance and Ethics Institute. Whether you’re looking for insights on emerging trends, connections with experienced practitioners and solution providers, an opportunity to expand your network of peers, or all of the above, this event is for you.

Choose from a variety of sessions organ

Read more…

    About Us

    The GlobalRisk Community is a thriving community of risk managers and associated service providers. Our purpose is to foster business, networking and educational explorations among members. Our goal is to be the worlds premier Risk forum and contribute to better understanding of the complex world of risk.

    Business Partners

    For companies wanting to create a greater visibility for their products and services among their prospects in the Risk market: Send your business partnership request by filling in the form here!

lead