compliance (106)

This is a transcript of our interview with Evgeny Likhoded, CEO and founder of ClauseMatch. 

You can watch the original video interview here

8028319063?profile=original

Boris: Hello ladies and gentlemen, and welcome to our interview with Evgeny Likhoded. Evgeny is a CEO and founder of ClauseMatch which provides financial institutions with the modern compliance platform to transform the regulatory change management process.

Evgeny, can you tell me a short story about ClauseMatch and why there was a need for your solution?

Read more…

 Dear Global Risk Community member

Q2mc-Email%20Banner.png

Save the date on May 14 for our upcoming Master Class on Conflicts of Interest, and hear from leading COI experts Jeff Kaplan and Rebecca Walker, partners of Kaplan & Walker LLP. Get access to 2.5 hours of webinar learning and exclusive resources developed for participants.

Create a Sustainable COI Risk Management Program

Not all conflicts are quantifiable and many may only exist in perception or potentials. This leaves a near infinite number of risk va

Read more…

Most small businesses do not need to worry about compliance too much – the rules and regulations that form the small business regulatory framework are relatively simple. However, there are certain industries where these regulations are complicated and if a business becomes large enough in any industry it starts to need better compliance tools and technology. The reason compliance is such a crucial part of any such organization is that it controls what the business can and cannot do. A misstep in

Read more…

Following A deep dive into how businesses can ensure they keep up with evolving sanctions regimes with Martha Kliss from UCB, a global organisation within the pharmaceutical industry, we’re continuing to examine the landscape – this time with a practitioner’s views and insight into implementing Anti-Money Laundering (AML) directives.

Olivia Tawadros is a Senior Analyst at UAE’s Financial Intelligence Unit (FIU), who was a key figure in the implementation of the goAML reporting platform, developed

Read more…
NAVEX Global
 

EU Whistleblower Protection Directive: 6 Key Actions You Need to Take Now

Hello Global Risk Community member,

The EU Whistleblower Protection Directive will be implemented in 2021. Its impact will be far-reaching, as all public and private sector organisations with 50+ employees will be affected.

With the deadline fast approaching, our article identifies the 6 key steps your organisation should take now to prepare for - and comply with - the new Directive.


DOWNLOAD NOW

Read more…

8028307288?profile=original

The IMO 2020 compliant marine oil market is further segmented on the basis of type, application, and region. Detailed description about the MARPOL regulation and alternatives to comply with the rule are also analyzed in the study. The ultra-low sulfur fuel oil segment dominated the global IMO 2020 compliant marine oil market in 2018 and is anticipated to maintain its dominance throughout the forecast period (2019-2029).

Browse the Complete Report: "IMO 2020 Compliant Marine Oil Market Report

Whi

Read more…

Corporate compliance means that corporate behavior complies with laws, regulations, internal rules and regulations, and business ethics. With the globalization and scale of business operations, compliance management has become an indispensable part of corporate management. For global companies and large companies, scientific and systematic compliance management has become an inevitable requirement for business management.  

 

It is necessary to emphasize and value effective compliance management.

Read more…

Understanding the rise of Regtech

Since the 2008 financial crisis, private banks have been confronted with a growing flow of regulatory requirements relating to customer identification, the fight against money laundering, the fight against the financing of terrorism, prevention of corruption, compliance with tax compliance, etc. In other words, regulators require banking institutions an ever-deeper knowledge of their customers (KYC). 

These compliance requirements impose a higher and higher cost on banks, not only because of the

Read more…
                            A Message From Our Partner
 
 
 
2019 Ethics & Compliance Virtual Conference
 
OCTOBER 24
 
 
 

You’re invited to join (for free) the 8th annual Ethics & Compliance Virtual Conference!

Mark your calendar for the sessions that interest you most, then listen to the rest of the event on-demand. For the first time, the conference is hosting a dedicated track on integrated risk management to help you streamline processes and holistically treat

Read more…

When SAI Global founded Compliance Officer Day in 2016, we were in the midst of significant changes to the compliance discipline and the roles of the professionals dedicated to it. The speed the industry has evolved since can be surprising even to those closest to it. 

With changing regulatory obligations and shifting societal expectations, the role of the compliance officer has become a multi-dimensional challenge. Not only has the skillset of compliance officers grown in tandem with the velocit

Read more…

Enterprise Risk Management is a major part of risk management framework which organizes, plans, controls and leads the functions of an organization in order to reduces the possible risks that may affect the organization. Many organizations claim that they find ERM easy and implements it in the easiest way but it’s not the actual story. It requires a rare combination of organizational hierarchy and strong executive management. The most explicit concerns that generally a company faces are normally

Read more…

Most people do not understand why organizations need dedicated erm software solutions to manage enterprise risk, but that is only because most people do not understand how vital enterprise risk management can be. Managing risks is simple in our personal lives and for small businesses, because only a few risks need to be worried about. There is no need to quantify and assess these risks, because it is easy to keep track of them all due to their low quantity and small size. However, when we start

Read more…

Almost every business in the country is bound by regulations. There are regulations that govern the way a business can treat its employees, the way it can operate in its environment, and so on. Different industries have varying amounts of regulation. There are industries where regulation is minimal, and businesses are generally not worried about regulatory bodies breathing down their neck. Then there are industries where everything is governed by regulations – where there are so many regulations

Read more…
NAVEX Global
 

8028296484?profile=originalPrivacy can be a complex task for your organisation, but it can also be a business advantage if handled correctly. NAVEX Global are pleased to introduce our new report Privacy by Compliance.

This report provides the latest insights, market data and industry trends, explained by the industry's leading experts, on how compliance teams are influencing their data governance programmes.

Download this report to find out:

  • How the CCO's role is transforming data privacy risk i
Read more…

                    A Message from our partner

NAVEX Global
 

Even the most rigid compliance program can’t save your company from all risk. In fact, new research reveals that program success can’t be measured by numbers alone.

The Definitive Corporate Compliance Benchmark Report uncovers key program drivers for an ethical organizational culture and improved business performance.

Download the report to get answers to questions like: 

Definitive Corporate Compliance Program Benchmark Report
  • What elements should my compliance program includ
Read more…
 

Complimentary Master Class with 2.5 Hours of Learning

q1-masterclass-email-header-600x250.png

Ethics Beyond Compliance: Performance Drivers

Time and time again we have seen compliance programs fail when only focused on a "check the box" solutions. A proactive program comprehensively addresses risk and drives improved culture and ethical performance.

Join our June 18th Master Class to be the first to see brand new findings from the inaugural 2019 Definitive Corporate Compliance Benchmark Report. We"ll focus on all-inclusive perfo

Read more…
Dear Global Risk Community member,
Did you know that 78 percent of companies still rely at least partially on manual compliance processes?
I am pleased to announce the launch of the State of Compliance 2019 report, where you can find more industry insights such as these, and benchmarks to use in defining and building your compliance program.
The report provides a year-over-year comparison of the demands faced by compliance teams, and examines how teams plan to address them.
Download the
Read more…

Attend this webinar  Decoding the DOJ’s Guidelines: An Insider's Guideto get insight into the recently updated DOJ guidance. 

 

Hear the perspective of Hui Chen, original author of the Department of Justice's compliance guideline, "Evaluation of Corporate Compliance Programs". You'll learn how to translate the questions in the guide into logic you can use to build an effective program.

 

Date: Wednesday May 15

Time: 10 AM PT / 1 PM ET

Speakers: Hui Chen, former DOJ Compliance Counsel Expert & C

Read more…

Compliance management system has become one of the most important and fundamental concern for all the organization specifically in financial institutions. With the help of compliance management tracking software, companies are able to track, save and identify data, risk, threat and fraud. This system ensures that the whole organization is synced with each other and having updates regarding all the happenings and information of the company where they are also able to respond with their best possi

Read more…

GRC strategies to be made in 2019

GRC refers to Governance, Risk and Compliance which means to ensure that proper policies and controls are implemented in your organization for the monitoring of risk and to setup a system for check and balance if new risk arises. While incorporating GRC with technology, it helps in implementing proper control, compliance management system, documentation and also helps in meeting the objective of an organization. It just not helps in mitigating risk but also to evaluate it and providing best poss

Read more…

    About Us

    The GlobalRisk Community is a thriving community of risk managers and associated service providers. Our purpose is to foster business, networking and educational explorations among members. Our goal is to be the worlds premier Risk forum and contribute to better understanding of the complex world of risk.

    Business Partners

    For companies wanting to create a greater visibility for their products and services among their prospects in the Risk market: Send your business partnership request by filling in the form here!