compliance (148)


Hear the latest updates surrounding the EU Directive

After the success of the series’ first webinar, we’re delighted to announce that the second session, with NAVEX’s whistleblowing specialist, Jan Stappers, will take place in April.

Register for the 30- minute webinar and Q&A

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Compliance Program Maturity

Thursday, March 17
Begins 8:30 AM PT, 11:30 AM ET

3 Webinars  |  Happening Tomorrow

In this Master Class, you will learn how to assess your current ethics and compliance program within these five principles: business strategy, risk management, culture, speaking up, and accountability — and hear pra

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Webinar: EU Whistleblower Directive


Receive Regular Updates on the Directive's Progress

Join Navex’s webinar series, so that you can keep track of transposition surrounding the EU Whistleblower Directive in Europe. Our legal advisors will be monitoring the progress across the EU region and

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Top 10 Risk & Compliance Trends in 2022

Top 10 Risk & Compliance Trends


Read insightful expertise in this annual ebook

This resource is designed to provide leaders with guidance on where to focus their initiatives and resources for the year ahead.


For nearly a decade, NAVEX has released the Top 10 Trends in Risk and Compliance. While

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Frontend technology has fast become the new frontier for banks seeking a competitive edge in their industry. Customers want better and quicker service, which is why banks and financial institutions are concentrating on fintech solutions to enable speedier service delivery. This topic frequently overlooks how game-changing it might be to focus on the organization's backend technological foundation. It has the potential to give a durable competitive advantage that gradually widens the gap between

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7 Compliance Cost Cutting Tips

After years of expense increases, many financial institutions seek methods to reduce or even eliminate their compliance budgets. According to the 2019 ABA Survey of Bank Compliance Officers Report, the average financial institution spends around 5% of its total budget on compliance. 

Nonetheless, compliance departments struggle to accomplish their mission given their present resources. According to a recent poll, two-thirds of compliance officers see a lack of time to handle regulatory complianc

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Hi Global Risk Community member,

If your company is looking to go public, you know there are hurdles to overcome to meet the compliance requirements for financial reporting, business processes, and user access into your critical business systems.

Don’t wait to put the necessary controls in place.

The Sarbanes-Oxley Act requires CEOs and CFOs to be responsible for the integrity of the financial statements of the company.

Ernst and Young recently stated, “Companies that exceeded overall ma

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Managing business continuity and information security is critical for risk management and compliance in an era of digital transformation. These two considerations are essential for businesses to remain current, stable, and healthy in the market, with an internal alignment consistent with best protection practices. 

These notions are similar and, as a result, may be misunderstood. In this regard, the objective is to understand what each one entails and how they interact. Additionally, to provide

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How to Benchmark Your Program to Cultivate Success

Tuesday, August 3 // 10 AM PDT, 1 PM EDT // 60 Minutes
Register Here
In this annual webinar, learn how to efficiently measure your comprehensive compliance and risk efforts by utilizing key benchmarks calculated from over 1,000 risk and compliance professional survey respondents.

When asked, “who in your organization is responsi
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2021 Trends: Governance, Risk, and Compliance Management (GRC)

The primary directive of a GRC management capability in 2021 is to deliver effectiveness, efficiency, and agility to the business that manages integrity and resiliency in the midst of uncertainty. This requires a strategy that connects the enterprise, business units, processes, transactions, and information to enable transparency, discipline, and control of the ec

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While every business understands the critical nature of regulatory compliance, we frequently hear about compliance violations and massive fines levied by regulatory bodies. Enforcing regulatory compliance is a challenging task because it requires compliance from every stakeholder in the business process. The employee dealing with customers on the front line must be aware of the organization's compliance requirements, but they are only the first line of defense. Then it becomes their manager's re

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Both risk and compliance management are dynamic fields that constantly evolve. Risk and compliance are impacted by a changing business environment, the economy, changing customer demands, and a company's vision, among other factors. Most of the changes we have observed in banking have been driven by information technology. The 2008 financial crisis was another significant force for change, as it forced the banking industry to rethink its risk management practices in light of the financial crisis

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