The FinTech revolution has allowed many new players to enter the market. Disruptive banks and open banking have become serious competition for traditional banks. These new banks and financial services applications have yet to build a reputation. But that also means that they are not notoriously unethical. Which is probably an advantage.
Step 1: Make Integrity Your Core Value
Banking is a business based on trust. And trust is based on the belief that a company conducts its business with integri
The changing environment and the dynamic transformation of financial sector entities towards digital and multi-channel banking, requires compliance management professionals and especially the Compliance Officer an academic p repair comprehensive and multidisciplinary to be able to respond and meet the demands of a world in constant transformation. The compliance function is more demanding every day due to state regulations ‘local and external’ and expectations of the Board of Directors, so it is
How to Conduct an Ethics & Compliance Risk Assessment
An ethics and compliance risk assessment can help you understand where unethical or illegal conduct might occur within your organisation. This detailed 40-page guide offers a 12-step framework that will help you complete your own ethics and compliance risk assessment.
Armed with your findings and action plan, you will be equipped to develop and implement an effective ethics and compliance programme.
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This is a transcription of our recent interview with Evgeny Likhoded, CEO and founder of ClauseMatch.
You can watch the original video interview here or tune in to this episode on our Risk Management Show podcast here or via iTunes, Spotify and other podcast apps by searching "Risk Management Show"
Boris: Hello ladies and gentlemen, and welcome to our interview with Evgeny Likhoded. Evgeny is a CEO and founder of ClauseMatch which provides financial institutions with the modern compliance pla
The Definitive Guide to Ethics and Compliance Programmes
An effective ethics and compliance programme is critical to running a productive, reputable, and successful business. This complimentary guide, authored by business ethics consultancy StudioEtica and risk and compliance experts NAVEX Global, provides a step-by-step framework that will help your programme deliver on industry best practices to achieve optimum outcomes and programme ROI.
Whether you are looking to advance your existing ethic
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As there is an increase in money transaction activities. It has been observed that in past few years, instances of money laundering have been increased. These incidences have become very challenging for finance sectors and financial institutions. This has resulted in the augmented adoption of anti-laundering software. The accelerating number of cultured cyber-attacks have raised the concerns of significant losses in a number of industries and organization. It is the need of the hour to adopt Ant
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This is a transcription of our interview with Shubhradeep (Shub) Nandi, CEO of PiChain.
You can watch or listen to the interview on our Risk Management podcast here or via any podcast app.
Boris. Welcome to the Risk Management Show. I am Boris Agranovich founder and CEO at Global Risk Community. In this episode we are talking with Shub Nandi, founder of PiChain which is a RegTech company on a mission to make compliance sustainable. It develops a deep tech system that can provide, practically l
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This is a transcript of our interview with Liam Healy, SVP & Managing Director at Diligent.
You can watch the original video interview here
Boris: Hello ladies and gentlemen and welcome to our interview with Liam Healy. Liam is a senior vice president and management director at Diligent. Diligent is a market leading board portal allowing a parallel board management with simplicity in functionality to mitigate risk and enable effective governance. Recently Diligent launched Diligent Compliance to
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Complying with anti-corruption regulations has always been a challenge for large multinational enterprises conducting business in many different markets. Over the past 15 years, enforcement of the U.S. Foreign Corrupt Practices Act (FCPA) has increased dramatically, and anti-corruption efforts outside the U.S. hav
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This is a transcript of our interview with Giles Newman, Managing Director at Navex Global EMEA
You can watch the original video interview here
Boris: Hello ladies and gentlemen and welcome to our interview with Giles Newman. Giles is a managing director at Navex Global. Navex Global is the leader in integrated risk and compliance management solutions with over 14,000 customers around the world.
Giles, thank you for taking your time and coming to our virtual interview today.
Giles: My pleasur
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Informed by more than 1,400 global professionals who manage or influence their organization's risk and compliance program, the 2020 report identifies and analyzes the trends shaping our industry. This year, the report takes the data one step further to also quantify the impact these trends are having on program elements such as technology adoption, program perform