compliance (148)

The FinTech revolution has allowed many new players to enter the market. Disruptive banks and open banking have become serious competition for traditional banks. These new banks and financial services applications have yet to build a reputation. But that also means that they are not notoriously unethical. Which is probably an advantage. 

Step 1: Make Integrity Your Core Value 

Banking is a business based on trust. And trust is based on the belief that a company conducts its business with integri

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Every new president brings a dramatic change in priorities. This is not a political statement – it is a factual statement. And while we may not all share the same political views, all organizations share the same mission of surviving and thriving under whatever new agenda is brought forward.
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The changing environment and the dynamic transformation of financial sector entities towards digital and multi-channel banking, requires compliance management professionals and especially the Compliance Officer an academic p repair comprehensive and multidisciplinary to be able to respond and meet the demands of a world in constant transformation. The compliance function is more demanding every day due to state regulations ‘local and external’ and expectations of the Board of Directors, so it is

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 How to Conduct an Ethics & Compliance Risk Assessment

An ethics and compliance risk assessment can help you understand where unethical or illegal conduct might occur within your organisation. This detailed 40-page guide offers a 12-step framework that will help you complete your own ethics and compliance risk assessment.
Armed with your findings and action plan, you will be equipped to develop and implement an effective ethics and compliance programme.

Download Now!
Download the guid
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When it comes to EHS, many organizations take a compliance driven approach by adopting standards like ISO 14001 and ISO 45001. But achieving compliance doesn’t always result in a safer, more risk-aware workforce. Many companies are noticing a significant difference between what they demonstrate to regulators and how EHS risks are understood and managed internally.

Join this webinar from SAI Global as their experts show

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This is a transcription of our recent interview with Evgeny Likhoded, CEO and founder of ClauseMatch. 


You can watch the original video interview here or tune in to this episode on our Risk Management Show podcast here or via iTunesSpotify and other podcast apps by searching "Risk Management Show" 

Boris: Hello ladies and gentlemen, and welcome to our interview with Evgeny Likhoded. Evgeny is a CEO and founder of ClauseMatch which provides financial institutions with the modern compliance pla

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The Definitive Guide to Ethics and Compliance Programmes

An effective ethics and compliance programme is critical to running a productive, reputable, and successful business. This complimentary guide, authored by business ethics consultancy StudioEtica and risk and compliance experts NAVEX Global, provides a step-by-step framework that will help your programme deliver on industry best practices to achieve optimum outcomes and programme ROI.

Whether you are looking to advance your existing ethic

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NEW: NAVEX Global’s Definitive Guide to
Ethics and Compliance Programmes

An effective ethics and compliance programme is critical to running a productive, reputable and successful business – especially in today’s rapidly-changing environment.

But how can you be sure that your programme meets best practice, has considered al

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As there is an increase in money transaction activities. It has been observed that in past few years, instances of money laundering have been increased. These incidences have become very challenging for finance sectors and financial institutions. This has resulted in the augmented adoption of anti-laundering software. The accelerating number of cultured cyber-attacks have raised the concerns of significant losses in a number of industries and organization. It is the need of the hour to adopt Ant

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Risk & Compliance Virtual Conference

NAVEX Global

Beyond the Moment | Save the Date for October 22


In a year of virtual events, we know you have your pick of learning experiences. We invite you to join us for a day of engaging, insightful and inspiring sessions to keep you energized and optimistic for the year ahead. This event hosts some of the brightest minds in the business, risk, and compliance industry. You don't want to miss it!

Here's just a handful of features and benefits:

  • 12 educational sessions
  • 3 tracks: Workforce 2021, Regulations & Enforcement,
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Audit and Compliance Best Practices

Hi Global Risk Community member,

Audits don’t have to be painful.

With the proper project planning and the right tools, audits can become less stressful.

In fact, developing a solid audit program can help your organization become more proactive about compliance and risk mitigation.

The audit experts at Fastpath have put together 7 best practices that will help you improve audit scoping and project management, two key components to an effective overall audit and compliance strategy.


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This is a transcription of our interview with Shubhradeep (Shub) Nandi, CEO of PiChain.

You can watch or listen to the interview on our Risk Management podcast here or via any podcast app.



Boris. Welcome to the Risk Management Show. I am Boris Agranovich founder and CEO at Global Risk Community. In this episode we are talking with Shub Nandi, founder of PiChain which is a RegTech company on a mission to make compliance sustainable. It develops a deep tech system that can provide, practically l

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NAVEX Global

2020 Regional Whistleblowing Benchmark Webinar
Preview the 2020 European & APAC report

Webinar: Thursday 8th October // 3pm BST, 4pm CEST

Join NAVEX Global to preview the new 2020 report* to get a regional comparison of the latest whistleblowing trends, enabling your organisation to more accurately benchmark its own whistleblowing hotline programme.

Discover the late

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This is a transcript of our interview with Liam Healy, SVP & Managing Director at Diligent.

You can watch the original video interview here

8028332866?profile=originalBoris: Hello ladies and gentlemen and welcome to our interview with Liam Healy. Liam is a senior vice president and management director at Diligent. Diligent is a market leading board portal allowing a parallel board management with simplicity in functionality to mitigate risk and enable effective governance. Recently Diligent launched Diligent Compliance to

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NAVEX Global

2020 Definitive Risk & Compliance Benchmark Report
Understand the trends and behaviors that influence program effectiveness

2020-def-benchmark-report-3D-thumbnail-2_320x360.pngInformed by more than 1,400 global professionals who manage or influence their organization's risk and compliance program, the 2020 report identifies and analyzes the trends shaping our industry. This year, the report takes the data one step further to also quantify the impact these trends are having on program elements such as technology adoption, program perform

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Teva Pharmaceutical Reengineers Compliance With Data Analytics

July 08, 2020
MIT SMR Connections is the custom content creation unit within MIT Sloan Management Review.

Complying with anti-corruption regulations has always been a challenge for large multinational enterprises conducting business in many different markets. Over the past 15 years, enforcement of the U.S. Foreign Corrupt Practices Act (FCPA) has increased dramatically, and anti-corruption efforts outside the U.S. hav

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Managing a Distributed Workforce

NAVEX Global

Managing a Distributed Workforce
A Risk and Compliance Buyer's Guide

Managing a Distributed Workforce Buyer's GuideAs modern working life changes, organisations need to address the challenges and vulnerabilities that come with managing remote employees and reopening work environments.

NAVEX Global's Buyer's Guide for Managing a Distributed Workforce provides essential resources and outlines training and software solutions

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This is a transcript of our interview with Giles Newman, Managing Director at Navex Global EMEA

You can watch the original video interview here


Boris: Hello ladies and gentlemen and welcome to our interview with Giles Newman. Giles is a managing director at Navex Global. Navex Global is the leader in integrated risk and compliance management solutions with over 14,000 customers around the world.

Giles, thank you for taking your time and coming to our virtual interview today.

Giles: My pleasur

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