Gender

Female

Location

Breezy Point, NY

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Attorney and C-Level Executive Specializing in Compliance and Risk Management I am an accomplished C-level executive, attorney, and business partner to the Board of Directors and senior-level stakeholders, providing leadership, strategy, execution, and legal/subject matter expertise in meeting regulatory requirements and mitigating risk across enterprises. I have had a distinguished career implementing initiatives that have transformed organizations and ensured operational excellence. I am particularly strong in driving continuous improvements and producing results through cross-functional collaborations with internal and external stakeholders. MY SKILLS & CAPABILITIES INCLUDE: * Advising and partnering with company executives across departments and functions on business strategy, regulatory and legal issues, and policy and procedure development. * Researching and analyzing unique legal issues and legislative changes impacting organization compliance and business issues. CORE COMPETENCIES INCLUDE: * Regulatory Compliance * Risk Management * Securities Regulations * Investor Protection * Policy Development * Diversity & Inclusion * Investigations * Negotiations * Employee Development I have been selected as a panelist on Enterprise Risk Management at the upcoming Center for Financial Professionals' 6th Annual Risk Americas | Risk & Regulation Convention (May 2017).

I am interested in

Speaking engagements, Consulting offers, Career opportunities, Expertise requests