Gender
Male
Gender
Male
Location
Lewis Center, OH
Tell us more about who you are, what you do and where you want to be. What are your main business challenges? (Tip: provide your current Job Title, Industry, company or/and paste your Linkedin profile here). Use as many relevant keywords as possible. Tell us what you can offer the community. What sorts of discussions, events, and activities you can participate in.
Currently seeking new opportunities. Success driven Financial Services Professional with over 23 years experience managing compliance, operations and projects. FINRA registrations: Series 4, 7, 63, 65, 24, 27 & 53. Working knowledge of business/regulatory requirements for success in the financial services industry. Track record of clean exams and audits while leading compliance efforts at independent, bank and insurance affiliated firms.
I am interested in
Career opportunities
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