Regulation and Compliance Risks are the most serious perceived threat both to global corporations and small local based companies. 

Understanding the issues around Regulatory Compliance can be a difficult and frustrating endeavor. Most Risk managers do not have a legal background. 

The language and requirements described in legislation are not easy to pin to practical working requirements. The problem is compounded by the growing diversity of regulations on a variety of levels — state, federal, and international.

The second book in the Global Risk Series is dedicated to Regulatory and Compliance affairs to help you master this field.

Learn from some top experts in the industry as they clearly explain how to tackle major regulatory requirements. Check out their expert tips and use the link at the end of each article to navigate back to the website to leave your comment or ask a question. 

8028396261?profile=originalSome of the topics include:

Return On Compliance

MiFiD II 

Derivatives regulation

Solving Data Governance

Social Media Governance

and many more

 

Special thanks go to members who contributed to this report: Tom Riesack, Dheeraj Prasad, Mack Frankfurter, Nicholas Downes, Jennifer Keljik, Michele Westergaard, Steven Minsky. 

 

Click here to download the book

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The first book in the series: Risk Management How To's

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  • Would be a good read over the weekend. Thanks

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