Events

2020 Updates to the BSA/OFAC Regulatory Process and How you can Better Prepare for an Examination

Created by Training Doyens (See other events)
  • Mar 12, 2020 from 14:00 to 15:00
  • Location: Webinar
  • Latest Activity: Oct 12, 2020
The BSA examination process is intended to assess the effectiveness of a financial institution’s BSA compliance program and the institution’s compliance with the regulatory requirements related to the Bank Secrecy Act (BSA). Our upcoming webinar discusses the ways of preparing for a BSA/OFAC regulatory examination by reviewing your previous examination or audit reports, available work-papers related to the examinations, and management’s responses to identified BSA issues.The webinar covers the following key areas:• Assigning a point of contact and gathering the needed information• Reviewing previous examinations and BSA audits• Ensuring senior management support to be cooperative with regulatorsLEARNING OBJECTIVESThis webinar will target the entire OFAC regulatory examination process and address all areas of a financial institution’s operations from the most basic/fundamental processes to the most advance processes that the institution conducts. As such, this webinar will discuss issues involving employees with a fundamental understanding of the institution’s operations to senior managers and directors of the institution who have advanced knowledge of operations.WHO WILL BENEFIT• Directors of the Institution• Managers of the Institution• Risk Managers• BSA Officers• Compliance Officers• Audit Staff• BSA StaffSpeaker Profile:Thomas E Nollner has more than 35 years of experience in financial institution supervision and consulting. Mr. Nollner spent 30 years as a National Bank Examiner for the Comptroller of the Currency where he was a safety and soundness examiner and a compliance examiner.Use Promo Code SPRS20 and get flat 20% discount on all purchases.To Register (or) for more details please click on this below link:http://bit.ly/31UVIznEmail: support@trainingdoyens.comToll Free: +1-888-300-8494Tel: +1-720-996-1616Fax: +1-888-909-1882Check out our popular webinars:1. 3 Hour Excel Automation Boot Camp: Pivot Tables, Top 10 Functions & Formulas, Basics of Macros and VBA - http://bit.ly/39hfVTa2. Improving Employee Engagement through Structured Mentoring - http://bit.ly/2QvVk6I
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