The burden of regulatory change on financial firms has never been greater, leaving compliance teams under increasing pressure to ensure that changes are reviewed and acted upon in a timely manner. Technology enhancements in this space can help, allowing firms to look at improving the effective and efficient handling of regulatory change.
Getting regulatory change management right is a fundamental task, as getting it wrong can lead to eye-watering financial fines, reputational damage, and the expense of internal resolution. Improving the efficiency of the process across the organization increases confidence in compliance, reduces the operational workload, and creates solutions that can be used across the organization.
This webinar will cover:
- The extent of regulation and regulatory change in financial markets
- Some of the best practice approaches to regulatory change management
- Connecting regulatory obligations to controls, risks, and policies to facilitate changes
- Helpful technologies and tools to create an automated, accurate and timely process
- The benefits of getting regulatory change management right
Speakers:
Ian Hollowbread, Head of RegTech, ING Labs
Tammy Eisenberg, Director – Investment Management Risk & Compliance, BNY Mellon
David Cowland, Head of Business Consulting, Eliga
Cynthia Richards, Senior Consultant – Risk & Learning, SAI Global
Moderator: Sarah Underwood, Editor,
A-Team Group
Comments