This virtual workshop takes a deep dive into risk assessment and management, an essential element of any compliance and ethics program. Whether your organization already has a mature model in place or is just beginning its risk assessment journey, you’ll learn strategies that will help you improve your effectiveness in identifying and responding to inherent risks and/or gaps in processes and procedures. 

Instructors will use numerous examples to illustrate key principles and attendees will have opportunities to work through exercises and case studies from the industry of their choice (such as healthcare, manufacturing, sales, and others). Participants will benefit from the interactive nature of this event by hearing about barriers and solutions from a variety of perspectives. 

This workshop is open to all but is best suited for intermediate professionals with some compliance experience.

Subject highlights:

  • The compliance risk management cycle
  • Identification of compliance risks
  • Risk appetite and tolerance
  • Assessing severity
  • Assessing internal controls
  • Risk response and mitigation
  • COSO ERM principles

Who should attend?

  • Compliance professionals
  • Risk professionals
  • Internal auditors
  • External compliance advisors
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