This convenient virtual workshop takes a deep dive into risk assessment—an essential element of any compliance and ethics program. Whether your organization already has a mature model in place or is just beginning its risk assessment journey, you’ll learn strategies that will help you perform better risk assessments and maximize your effectiveness in identifying inherent risks to your organization and/or issues in processes and procedures.
Instructors will utilize numerous examples to illustrate key principles and attendees will have opportunities to work through exercises and case studies from the industry of their choice (such as healthcare, manufacturing, sales, etc.) along with other attendees. Participants will benefit from the interactive nature of this event by hearing about barriers and solutions from a variety of perspectives. Learn more and register here.
This workshop is open to all but is best suited for intermediate professionals with some compliance experience.
Subject highlights:
- Risk assessment: introduction, definitions, and objectives
- Identification of compliance risks
- The roles of risk appetite and tolerance
- Assessing the severity of compliance risks
- Reviewing the effectiveness of internal controls over compliance
- Design and implementation of risk response/mitigation plans
- Completing the compliance risk management cycle
- Final considerations, integration with organizational risk management, etc.
Who should attend?
- Compliance professionals
- Risk professionals
- Internal auditors
- External compliance advisors
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