Events

Emerging Technology Related to E-Signature, E-CDD, and E-Disclosures

Created by Training Doyens (See other events)
  • Apr 7, 2020 from 15:00 to 16:00
  • Location: Online
  • Latest Activity: Oct 12, 2020
OVERVIEWIn recent years the increased use of electronic means to obtain customer signatures, to conduct verifications of customer information, and to conduct overall customer due diligence has posed problems for financial institutions to fully comply with KYC, CDD/EDD requirements. This webinar will discuss methods of using electronic means for these activities and will discuss up-to-date guidance provided by FinCEN and financial regulators in the use of electronic platforms for these processes. As electronic technology increases in the financial sector, staff and employees of financial institutions must be aware of the methods of electronic information gathering, and the risks associated with this type of information gathering.WHY SHOULD YOU ATTENDFinancial institutions need to be aware of the latest trends in emerging technology related to electronic information gathering. This presentation will allow attendees to obtain background information of how this new technology affects KYC and CDD/EDD information gathering and verification, it will explain to attendees how this new technology is constantly changing, and the presentation will provide attendees with the latest guidance and information from financial regulators and FinCEN.AREAS COVERED• FinCEN guidance and regulations related to electronic information gathering• FFIEC and other regulatory requirements and guidance• Items to include in your electronic information gathering policies, procedures, and practices• Current industry standards and business norms related to electronic information gathering• Recent enforcement actions related to weak programs and practices• Proposed future issues related to electronic information gatheringLEARNING OBJECTIVESYou will learn the items your institution should incorporate into your E-Signature policies, procedures, and practices, the regulatory requirements related to this emerging issue, and the expectations of regulators when they review you processes for AML/CFT compliance.WHO WILL BENEFIT• Front line BSA/AML staff• Account opening/customer service staff• BSA/AML Officers• Compliance Officers• BSA/AML Audit staff• Suspicious Activity information review staff, investigators, and SAR decision makers• Risk ManagersSPEAKERThomas E Nollner has more than 35 years of experience in financial institution supervision and consulting. Mr. Nollner spent 30 years as a National Bank Examiner for the Comptroller of the Currency where he was a safety and soundness examiner and a compliance examiner. As a safety and soundness examiner he examined national banks for capital adequacy, asset quality, management issues, earnings concerns, and liquidity funding.Use Promo Code TDES20 and get flat 20% discount on all purchases.To Register (or) for more details please click on this below link:http://bit.ly/2VTzLQtEmail: support@trainingdoyens.comToll Free: +1-888-300-8494Tel: +1-720-996-1616Fax: +1-888-909-1882
E-mail me when people leave their comments –
Follow

You need to be a member of Global Risk Community to add comments!

Join Global Risk Community

Upcoming Featured events

 

    About Us

    The GlobalRisk Community is a thriving community of risk managers and associated service providers. Our purpose is to foster business, networking and educational explorations among members. Our goal is to be the worlds premier Risk forum and contribute to better understanding of the complex world of risk.

    Business Partners

    For companies wanting to create a greater visibility for their products and services among their prospects in the Risk market: Send your business partnership request by filling in the form here!

lead