Events

Financial Services Operational Risk & Compliance

Created by Jennifer Lay (See other events)
This inaugural forum will bring together C-level operational risk and compliance professionals in a very discursive environment to really dig into how the disciplines are evolving and becoming more of a commercial pillar of financial institutions (both on a strategic and practical level).APRA, Basel II, the GFC and so forth have really brought the op risk discipline into the limelight and we are seeing a most opportune time for the industry to work with regulators, embrace progression and really build a strong business caseConfirmed speakers for the Risk & Compliance event now stand as follows (program attached):- Guy Harding, Chief Risk Officer – Business & Private Banking, Commonwealth Bank- Michelle Mott, Head of Risk Management & Change - Group Operational Risk & Compliance, Westpac- Clinton Lollback, Head of Operational Risk, Macquarie- Tim Kitching, Head of Risk Management, Advice and Marketing, MLC & NAB Wealth- Catherine Crawford, Head of Compliance Australia, State Street Global Advisors- Garth Jackson, Head of Risk & Compliance, Allied Irish Banks- Monique Batterham, Head of Corporate Governance, Schroders- Stephen Blood, Head of Operational Risk & Compliance, St George Bank- Bartolo Mandile, Compliance Manager, Credit Suisse- Daniel Au, Vice President - Compliance & Money Laundering Reporting Officer APAC, Wells Fargo- Dr Tro Kortian, Discipline of Finance - Faculty of Economics & Business, Sydney University- Julie Viney, Business Continuity Specialist, Vanguard Investments
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