Events

In working towards compliance with the Fundamental Review of the Trading Book banks are becoming aware of new challenges that the regulation will bring about for them. It is now widely accepted that for most banks the increased capital charges will b

RegTech Summit is the only end user driven conference that focuses purely on the applications of RegTech within the financial services space.

The summit will bring together Heads of Compliance, CROs, CTOs, Heads of Change / Transformation, Heads of In

Overview:

Organizations of all kinds and sizes are increasingly threatened by employee fraud. In fact, employee fraud represents the majority of all fraud threatening organizations.

Embezzlement, kickbacks, check fraud, financial statement fraud and ve

Key Take Away:

This webinar will review what the ADV is, how it is used and the better practices of how to maintain an accurate regulatory document and updating process.

Overview:

Maintaining and memorializing the required information to be reported on

Key Take Away:

This webinar will teach you about the most common mistakes made during compilation and review engagements, because for every mistake (deficiency) noted in a peer review time must be spent in remediation and possibly even new education o

US Fundamental Review of the Trading Book Summit

13-14 September 2016, New York

Bringing together leading Regulators, Bank experts and Advisers, the US FRTB Summit will again bring together the key FRTB stakeholders for a unique industry discussion fol

This GFMI conference will bring together liquidity and treasury leaders to examine the best strategies and models for managing liquidity and ALM. Attendees will learn how to align their current metrics with the Basel III ratios and optimize liquidity

Overview:

This webinar provides the principles an effective audit report writing. The audit report represents the end result of weeks of reviews, analyses, interviews and discussions. It is used to provide information to management on the areas you re

Over the last two years, capital adequacy and stress testing have become a major cost to US banks. In the wake of the 15-18 and 15-19 supervisory letters released by the Fed in December 2015, institutions are still learning the best stress testing me

Key Take Away:

Discover how to instantly and dramatically improve your Google search engine skills using the Query Visualization System (QVS) – a new web research method pioneered by Garrett Wasny. The system uses nuanced visual cues (the Sigmund Freu

Overview:

In this enlightening webinar, Excel expert David H. Ringstrom, CPA, introduces you to Microsoft Excel worksheet dashboards.

David typically teaches from Excel 2016, but he points out any differences in earlier versions of Excel. He’s also hap

Access the latest knowledge, tools and techniques to better understand, measure and control the risk culture of your financial institution

Attend to enhance the management of organisational risk culture so your firm can become more risk aware, resil

This GFMI conference will help banks to overcome the challenges they experience when dealing with cash management, both locally and regionally. It will help them optimize their cash management strategies by providing them with a greater insight into

A unique one day workshop providing a comprehensive understanding of risk appetite and its effective use within Financial Services Institutions

Benefit from practical guidance and solutions for ensuring your firm is meeting Regulatory and Business e

A practical one day workshop focused on enhancing the Selection, Management, Measurement and Reporting of Key Risk Indicators in Financial Services Firms.

Course participants will benefit from unique guidance on how to get the most from the use of a