regulation (46)
An Interview with Martin Doucet, Managing Director, Global Funding and Treasury - Regulatory Optimisation, at National Bank of Canada
Ahead of the Front Office Financial Resource and Capital Optimisation Conference, we spoke with Martin Doucet, Managing Director, Global Funding and Treasury - Regulatory Optimisation, at National Bank of Canada. Martin is dealing with derivatives and financial resource optimisation. He has been in the financial services industry for over 20 years, spending all b
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Following A deep dive into how businesses can ensure they keep up with evolving sanctions regimes with Martha Kliss from UCB, a global organisation within the pharmaceutical industry, we’re continuing to examine the landscape – this time with a practitioner’s views and insight into implementing Anti-Money Laundering (AML) directives.
Olivia Tawadros is a Senior Analyst at UAE’s Financial Intelligence Unit (FIU), who was a key figure in the implementation of the goAML reporting platform, developed
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Dear Global Risk Community Member,
The genius of Microsoft Excel for entity management is that it’s easy to use and there are free templates that exist online to get you started.
And yet, research shows that 23% of spreadsheets contain errors, companies spend an average of 18 hours trying to correct these errors and 72% of users regularly email spreadsheets with highly sensitive information, without considering the risk of breaching data regulations.
Download “Microsoft Excel & Entity Man
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A Message from our partner
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Complimentary Master Class with 2.5 Hours of Learning |
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Attend this webinar Decoding the DOJ’s Guidelines: An Insider's Guideto get insight into the recently updated DOJ guidance.
Hear the perspective of Hui Chen, original author of the Department of Justice's compliance guideline, "Evaluation of Corporate Compliance Programs". You'll learn how to translate the questions in the guide into logic you can use to build an effective program.
Date: Wednesday May 15
Time: 10 AM PT / 1 PM ET
Speakers: Hui Chen, former DOJ Compliance Counsel Expert & C
Insurance regulators have made the Own Risk and Solvency Assessment (ORSA) into one of the global Insurance Core Principles that need to be adopted in all countries.
By Dave Ingram
Several countries have already adopted an ORSA requirement and in all cases, there is a need for a report to share with the regulator that documents the ORSA process.
The ORSA report itself is an example of risk management disclosure. A company that has no history of disclosure of risk management information may struggle
Implementation deadlines have been and gone but banks are still living in Dodd-Frank’s shadow. One of the issues is that best practice hasn’t yet been agreed: the regulators still need to clarify standards. This is leaving many fumbling around in the dark for the right route to compliance.
While the regulators iron out the standards, several financial institutions have cobbled together ‘half-way house’ applications so they can tick the compliance box. Some have even resorted to Excel for a quick
April 2014 sees the beginning of a new era. An era of consequences, both intended and unintended, heralding a period of increasing centralized power, where understanding the strength of peers will determine success or failure. The month after the latest Comprehensive Capital Analysis Review (CCAR) results, as the Volcker rule becomes law and with single counterparty limits on the horizon, April will also reveal the much-anticipated fourth season of the fantasy HBO series, Game of Thrones (GoT).
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On 27th February 2014, the National Aeronautics and Space Association (NASA), in a joint mission with the Japan Aerospace Exploration Agency (JAXA) , launched the Global Precipitation Measurement Core, a satellite based observatory designed to provide next generation observations of global snow and rainfall.
The parallels between space exploration and risk management are many and varied, and a mission designed to track precipitation and increase the predictability of global weather patterns is e