Hello Global Risk Community member,
The question whether compliance management and risk management should be managed separately or together has been debated quite a bit over the years. The reality is that the two practices are tightly interconnected – and should be managed as such.
The actual question to ask is how should compliance management and risk management be combined?
Join Protecht’s Chief Research & Content Officer David Tattam and Research and Content Lead Michael Howell for th
compliance (162)
Hello Global Risk Community member,
Keeping up with compliance obligations is a full-time job. Chances are that your company’s risk appetite for non-compliance is zero or close to it. Failure can result in financial penalties and other negative consequences. There’s a great deal at stake. But how can you accomplish both – compliance and compliance risk management?
Protecht’s new eBook provides the actionable guidance you need to succeed.
Download the Compliance and Compliance Risk Management
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Join us in Dubai and earn live CEUs! If you’re ready to become a certified compliance professional, we’ve got you covered! Join Society of Corporate Compliance and Ethics® (SCCE®) for the Basic Compliance & Ethics Academy and Regional Compliance & Ethics Conference. These local events are an excellent opportunity for you to earn the CEU’s you need while learning from and connecting with col |
Organizations need help keeping up with regulatory changes and maintaining compliance across all operations in today's complicated and ever-changing regulatory world. Manual compliance management systems are time-demanding and prone to mistakes and inefficiencies. This is where regulatory change management software may help.
The software enables firms to efficiently manage regulatory changes while minimizing risks and enhancing overall compliance effectiveness by automating and simplifying compli
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Master the fundamentals of compliance management Join Society of Corporate Compliance and Ethics® (SCCE®) at our upcoming Basic Compliance & Ethics Academy in Madrid for interactive learning with skilled compliance and ethics professionals from around the globe. One of our most sought-after educational offerings, Academies provide in-depth, classroom-style training with real-world applications. Class sizes are limited to encourage interaction and discussion with faculty and pe |
In 2023, compliance management software emerged as a game changer for financial businesses. With constantly changing rules and more scrutiny, being compliant has become a difficult and time-consuming endeavor. However, due to modern digital solutions, financial institutions may expedite their compliance operations, eliminate risks, and assure conformity to regulatory requirements.
Compliance management software is changing how financial companies operate, allowing them to handle compliance obliga
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The latest DOJ guidance includes a call to action for compliance training that works: “Prosecutors, in short, should examine whether the compliance program is being disseminated to, and understood by, employees in practice in order to decide whether the compliance program is ‘truly effective.’” The Creating Effective Compliance Training workshop from Society of Corporate Compliance® (SCCE®) is designed to help answer the DOJ’s call with a comprehensive look at the core principl |
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Compliance Training and Networking in São Paulo Society of Corporate Compliance and Ethics® (SCCE®) is proud to bring compliance professionals together across the world for continuing education and network-expanding opportunities. As part of the global compliance community, we hope you’ll join us in São Paulo, Brazil, August 28 – September 1 for two of our most popular events. No matter wha |
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Enjoy in-person and virtual compliance training and networking! Society of Corporate Compliance and Ethics® (SCCE®) is proud to offer a variety of compliance and ethics conferences in Singapore to help you learn about current hot topics, network with colleagues, earn live Compliance Certification Board (CCB)® continuing education units (CEUs), and get i |
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Compliance management is an integral component of the operations of every financial organization. Compliance is ensuring that a company follows all applicable laws, rules, and industry regulations that apply to its activities. Compliance management is essential for preserving a company's brand and credibility, avoiding legal and financial risks, and assuring customer satisfaction and confidence.
The complicated and ever-changing regulatory landscape may make monitoring compliance complex. As a re
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Take your compliance and ethics knowledge to the next level Join Society of Corporate Compliance and Ethics® (SCCE®) at our upcoming Basic Compliance & Ethics Academy in Amsterdam for interactive learning with skilled compliance and ethics professionals from around the globe. One of our most sought-after educational offerings, Academies provide in-depth, classroom-style training with real-world applications. Class sizes are limited to encourage interaction and discussion with |
Hello Global Risk Community member,
Did you know that corporate penalties for US regulatory violations have ballooned to over $60 billion annually? Fines jeopardize your company’s bottom line and reputation. Not only do you need to monitor compliance, you also need to do all you can to mitigate risk and know your compliance risk posture.
In their continuing series on risk management, Protecht’s Chief Research and Content Officer David Tattam and VP of North America Terence Lee are having a con
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New to compliance or want a refresh? The Compliance & Ethics Essentials Workshop from Society of Corporate Compliance and Ethics® is a four-day virtual event perfect for those who are new to compliance management as well as those looking for a refresher. Sessions are led by experienced instructors and include:
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Several businesses use regulatory change management technology to enhance their current Regulatory Change Management (RCM) procedures and processes. Regulatory Technology, on the other hand, extends beyond just accelerating a few operations, and it reworks and synchronizes the regulatory change management program with the risk and compliance management systems. This has several advantages that assist banks, and financial organizations in meeting their company's goals.
Benefits of Using Regulator
A compliance management system is a comprehensive application that assists administrators and managers in mitigating the risks and planning, monitoring, and supervising that enforce compliance with conditional regulatory requirements and relevant laws concerning health, atmosphere, and safety. It pertains to every functional part of a company and how they treat their customers and staff.
Benefits of Integrating a Compliance Management System into Your Firm
As the world increasingly relies on techn
Legal and marketing departments must adopt a flexible approach to marketing compliance to stay on top of quickly changing requirements. Every bank is constantly looking for software that can give a wide range of features and capabilities to enable a simplified user experience. On the other hand, banks seek control over their compliance and the regulatory evaluation of critical papers. Furthermore, financial institutions are looking for cutting-edge solutions to help them evaluate compliance resu
